Lendrum Law Firm, APC
Financial Fraud and Investment Loss Recovery Attorneys
619-573-6903 888-809-7832

April 2014 Archives

FINRA steps back from expanding oversight to investment advisers

The investment realm is a complicated place. There are a lot of players involved in a lot of activities. As we have learned from recent experience involving mortgage-backed derivatives, sometimes the players don't even know what they're up to. Is it any wonder that regulators find it hard to exercise some measure of control to protect investors against financial fraud?


Downtown Office
One America Plaza
600 W. Broadway, Suite 700
San Diego, CA 92101

Toll Free: 888-809-7832
Phone: 619-573-6903
Fax: 619-239-4307
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120 Birmingham Dr.
Suite 240E
Cardiff By The Sea, CA 92007

Toll Free: 888-809-7832
Phone: 619-239-4302
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